Course Overview
Target audiences
- Managers, consultants, and compliance officers wishing to get introduced to ISO 37301 requirements for a CMS
- Individuals wishing to contribute in maintaining organizational integrity by supporting ethical behavior
- Managers and members of governance, risk management, and compliance teams
- Individuals aspiring to become compliance officers or compliance management consultants
Schedule Dates
Curriculum
ISO 37301 is a compliance management system standard that was published in 2021 by the International Organization for Standardization (ISO). The standard provides guidelines for establishing, implementing, maintaining, and improving an effective compliance management system within an organization.
The purpose of ISO 37301 is to help organizations of all sizes and types ensure their compliance with legal and regulatory requirements, as well as their own internal policies and standards. The standard provides a framework for identifying and addressing compliance risks, establishing processes for managing compliance, and ensuring the continual improvement of the compliance management system.
ISO 37301 was developed in response to the growing need for organizations to demonstrate their commitment to compliance with laws, regulations, and industry standards. By implementing a compliance management system that conforms to ISO 37301, organizations can enhance their reputation, improve their performance, and mitigate the risks of non-compliance. Additionally, ISO 37301 can help organizations meet the expectations of stakeholders, including customers, employees, investors, and regulators and eventually win their trust
The ISO 37301 Introduction course is formulated for individuals who are assigned for establishing, implementing, maintaining, and improving a compliance management system within their organization. This may include compliance officers, risk managers, internal auditors, and other professionals who are responsible for ensuring compliance with legal and regulatory requirements.
The course is also valuable for senior executives who need to understand the benefits of compliance management systems and their role in ensuring organisational compliance. Additionally, consultants and auditors who work with organizations to implement and assess compliance management systems may benefit from taking an ISO 37301 Introduction course to gain a deeper understanding of the standard and its requirements.
Summing up, the ISO 37301 Introduction course is suitable for anyone who is interested in learning about the ISO 37301 standard and how to establish and maintain an effective compliance management system within their organization.
ISO 37301 is a standard that provides a structured framework and set of guidelines for any company or organization regardless of its size to implement and maintain a compliance management system within the organization. The key requirements for ISO 37301 standards are
leadership and commitment: Top management must demonstrate commitment to compliance and establish a compliance policy that reflects the organization's values and objectives.
Planning: The organization must identify and assess its compliance risks, define its compliance objectives, and develop a compliance management plan.
Support: The organization must provide the resources, training, and communication necessary to ensure the effectiveness of the compliance management system.
Operation: The organization must implement its compliance management plan, establish controls to manage compliance risks, and monitor its compliance performance.
Performance evaluation: The organization must evaluate its compliance performance and the effectiveness of its compliance management system, and take corrective actions as necessary.
Improvement: The main aim of any ISO standard is to bring continuous improvement in the organization system by taking serious and concerning steps about all the identified risks and taking steps to mitigate them.
These requirements are intended to ensure that the compliance management system is designed, implemented, and maintained in a systematic and effective manner. By following the guidelines set forth in the standard, organizations can improve their compliance performance, reduce compliance risks, and enhance their reputation with stakeholders.
Preparing for ISO 37301 certification involves several steps, including:
Familiarize yourself with the requirements of the standard: The first step in preparing for ISO 37301 certification is to familiarize yourself with the requirements of the standard. This involves reviewing the standard and understanding its key concepts and principles.
Conduct a gap analysis: Once you understand the requirements of the standard, you should conduct a gap analysis to identify areas where your organization's compliance management system does not meet the requirements of ISO 37301. This will help you identify the steps you need to take to prepare for certification.
Develop an implementation plan: Based on the results of the gap analysis, you should develop an implementation plan that outlines the steps you need to take to meet the requirements of ISO 37301. This plan should include timelines, resource requirements, and responsibilities.
Implement the compliance management system: After developing the implementation plan, you should begin implementing the compliance management system. This involves establishing policies and procedures, defining roles and responsibilities, providing training, and ensuring that the compliance management system is integrated with other management systems.
Conduct internal audits: Once the compliance management system is in place, you should conduct internal audits to evaluate its effectiveness and identify areas for improvement. This will help you ensure that the compliance management system is working as intended and that you are ready for the external certification audit.
Schedule an external certification audit: To get certified you have to ask for an appointment from an external certification audit from a third party after implementing all the compliance rules. They will audit all the rules that are implemented according to the standard of ISO 37301 then they will issue the certificate.
Preparing for ISO 37301 certification requires commitment and effort, but it can help organizations improve their compliance performance and enhance their reputation with stakeholders